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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-10-22
TX RA APPROVED 2020-10-22
  • MO RA
    APPROVED
    Since 2020-10-22
  • TX RA
    APPROVED
    Since 2020-10-22

Branch Locations

12122 Tesson Ferry Road Suite 201, Saint Louis, MO 63128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. O'FAllon IL 04/2013 10/2020
Self Employed Edwardsville IL 05/1990 01/2020
Raymond James Financial Services, Inc. Saint Louis MO 10/2020 Present
Raymond James Financial Services Advisors, Inc. Saint Louis ID 10/2020 Present
Hogan Financial Group, Llc. Saint Louis MO 10/2020 Present
Previous Registrations
Other Businesses

1) Hogan Group Financial, LLC, non-investment related, Pass through entity for financial services business, St. Louis, MO, Owner, started 10/2020, 0 hours devoted, 0 hours devoted during trading hours, LLC for purposes of payroll.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-31
S63 Uniform Securities Agent State Law Examination 1994-06-06
  • S66 Uniform Combined State Law Examination
    2005-01-31
  • S63 Uniform Securities Agent State Law Examination
    1994-06-06
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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