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11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-20 |
| GA | RA | APPROVED | 2024-11-13 |
| FL | RA | APPROVED | 2024-10-21 |
| TX | RA | APPROVED_RES | 2024-09-30 |
Branch Locations
11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
1551 Jennings Mill Rd Suite 2600C, Watkinsville, GA 30677 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aig Retirement Advisors | Atlanta | GA | 10/2008 | 11/2016 |
| B. Riley | Memphis | TN | 11/2016 | 12/2018 |
| M.S. Howells & Co | Scottsdale | AZ | 12/2018 | 02/2026 |
| Raymond James Dba Eudaimonia Ptnrs. Dba Harmony Grove Wealth Mgm | Athens | GA | 12/2018 | 08/2019 |
| Eudaimonia Partners, Llc | Watkinsville | GA | 08/2019 | 09/2024 |
| Kingswood Wealth Advisors | Watkinsville | GA | 09/2024 | Present |
| Kingswood Capital Partners | Watkinsville | GA | 02/2026 | Present |
AUG 2019: DBA Phoenix Asset Advisors,Is Investment Related,"1551 Jennings mill rd, suite 2600c, Watkinsville, GA, 30677, United States",financial advisor,Managing Director,8/1/2019,160 hours per month,160 hours per month during trading hours,Fee Based Compensation,advise clients on assets SEPT. 1997; KINCHAFOONEE COWBOYS, ALBANY GA; NOT INVESTMENT RELATED; MUSICAL GROUP; GUITARIST, VOCALIST; 6 HOURS PER MONTH, NONE DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-02 |
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