James Henry Amick

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 05/2019
  Lpl Financial, Llc
  Charleston, SC
• 03/2013 → 05/2019
  Independent Financial Partners
  Charleston, SC
• 05/2019 → Present
  J.W. Cole Financial, Inc
  Tampa, FL
• 05/2019 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2012-09-17 → 2019-07-30
  Independent Financial Partners
  Charleston, SC
  Charleston, SC
• 2004-01-12 → 2012-09-14
  Wells Fargo Clearing Services, Llc
  Charleston, SC
  Charleston, SC
  Charleston, SC
  Columbia, SC
  Charleston, SC
  Johns Island, SC
  Johns Island, SC
• 2002-07-18 → 2003-09-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbia, SC

Other Businesses

(1) 2/26/2013: Big Rock Wealth Management, LLC -Investment Related - At Reported Business Location(s) - DBA - President - 09/2012 - 160 hrs per month devoted - 160 hrs per month devoted during trading hours - Investment Advisor (2) 11/18/2016: Fixed Insurance - Investment Related - At Reported Business Location(s) Started 10/21/2016 - 5 Hours Per Month/4 Hours During Securities Trading. (3) Jamie Lynn Amick Trust - Trustee.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-04-21
• S63 Uniform Securities Agent State Law Examination
  1994-04-20

Other Names

• James Henry Amick
• James H Amick
• James Amick
• Rock Amick