Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-10
  • NY RA
    APPROVED
    Since 2021-05-10

Branch Locations

825 East Gate Blvd. Ste 103, Garden City, NY 11530 • United States

Jericho, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corp Atlanta GA 11/2015 10/2019
Cambridge Investment Research Advisors, Inc Fairfield IA 10/2019 Present
Cambridge Investment Research, Inc. Fairfield IA 10/2019 Present
Other Businesses

1.CIVIC ASSOCIATION OF WEST BIRCHWOOD JERICHO, 471 N BROADWAY, JERICHO, NY, 5/2018 AS CO-PRESIDENT. NIR - 5/MO - 0/TRADING. 2.INDEPENDENT INSURANCE AGENT, 825 E GATE BLVD, GARDEN CITY, NY, 9/2016 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/YR - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4. EBAY- SALES, 16 CLINTON LANE, JERICHO, NY, NIR, SELL MY UNWANTED JUNK ON EBAY- 1 HR/MO- 0/TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-08-04
  • S63 Uniform Securities Agent State Law Examination
    1994-08-04

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Garden City, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor