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Stephen Lee Leeb

Leeb Capital Management, Inc.

New York, NY

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Current Employers
Leeb Capital Management, Inc.

40 West 37Th Street Room 1003, New York, NY 10018 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-29
TX RA APPROVED_RES 2006-06-19
  • NY RA
    APPROVED
    Since 2021-06-29
  • TX RA
    APPROVED_RES
    Since 2006-06-19

Branch Locations

40 West 37Th Street Room 1003, New York, NY 10018 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leeb Research Consultants New York NY 06/1994 08/2019
Leeb Brokerage Services, Inc. New York NY 06/1998 08/2019
Emerging Advisory, Llc New York NY 06/2005 03/2018
Leeb Index Trader, Llc New York NY 01/2006 03/2018
Leeb Capital Management, Inc. New York NY 06/2001 Present
Tci Enterprises, Llc New York NY 07/2003 Present
  • 06/1994 → 08/2019
    Leeb Research Consultants
    New York, NY
  • 06/1998 → 08/2019
    Leeb Brokerage Services, Inc.
    New York, NY
  • 06/2005 → 03/2018
    Emerging Advisory, Llc
    New York, NY
  • 01/2006 → 03/2018
    Leeb Index Trader, Llc
    New York, NY
  • 06/2001 → Present
    New York, NY
  • 07/2003 → Present
    Tci Enterprises, Llc
    New York, NY
Other Businesses

I work as a contractor for Capitol Information Group (CIG), which publishes investment-related newsletters. I started in May 2017. Its address is 7600A Leesburg Pike, Falls Church, VA 22043 I write about general stock investing topics. I do not give individual investment advice. I am the editor of The Complete Investor and Real World Investor. CIG owns the publishing rights and I receive royalties from subscription fees. I spend about 12 hours per month on the related work. I do not do work related to CIG during securities trading hours. However, some of the work I do for Leeb Capital Management, such as stock research, are applicable to the CIG work too.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-20
  • S65 Uniform Investment Adviser Law Examination
    1994-09-20
Other Names
  • Stephen Izenstark
  • Stephen Lee Leed

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