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40 West 37Th Street Room 1003, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-29 |
| TX | RA | APPROVED_RES | 2006-06-19 |
Branch Locations
40 West 37Th Street Room 1003, New York, NY 10018 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leeb Research Consultants | New York | NY | 06/1994 | 08/2019 |
| Leeb Brokerage Services, Inc. | New York | NY | 06/1998 | 08/2019 |
| Emerging Advisory, Llc | New York | NY | 06/2005 | 03/2018 |
| Leeb Index Trader, Llc | New York | NY | 01/2006 | 03/2018 |
| Leeb Capital Management, Inc. | New York | NY | 06/2001 | Present |
| Tci Enterprises, Llc | New York | NY | 07/2003 | Present |
I work as a contractor for Capitol Information Group (CIG), which publishes investment-related newsletters. I started in May 2017. Its address is 7600A Leesburg Pike, Falls Church, VA 22043 I write about general stock investing topics. I do not give individual investment advice. I am the editor of The Complete Investor and Real World Investor. CIG owns the publishing rights and I receive royalties from subscription fees. I spend about 12 hours per month on the related work. I do not do work related to CIG during securities trading hours. However, some of the work I do for Leeb Capital Management, such as stock research, are applicable to the CIG work too.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-20 |
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