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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-01 |
| WI | RA | APPROVED | 2025-12-01 |
Branch Locations
225 S Monroe Ave Ste 200, Green Bay, WI 54301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 04/2013 | 12/2025 |
| Raymond James Financial Services, Inc. | Green Bay | WI | 12/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Green Bay | WI | 12/2025 | Present |
Financial Consulting Services; not investment related; Green Bay, WI; DBA/support company; Advisor; Started 04/2014; 0hrs/month; 0hrs/month during trading hours; Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-19 |
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