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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-06-07 |
| NJ | RA | APPROVED | 2022-01-21 |
| MD | RA | APPROVED | 2021-11-18 |
| RI | RA | APPROVED | 2021-09-19 |
| NY | RA | APPROVED | 2021-04-16 |
| CA | RA | APPROVED | 2020-09-03 |
| VT | RA | APPROVED | 2018-08-21 |
Branch Locations
111 Brook Street Floor 3, Scarsdale, NY 10583 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 07/2013 | 03/2018 |
| Penn Mutual Life Ins Co | Horsham | PA | 07/2013 | 03/2018 |
| Guardian Life Insurance Co Of America | Melville | NY | 04/2018 | 07/2018 |
| Park Avenue Securities, Llc | Melville | NY | 05/2018 | 07/2018 |
| Guardian Life Insurance Company | New York | NY | 07/2018 | 08/2019 |
| Park Avenue Securities | New York | NY | 07/2018 | 08/2019 |
| Guardian Life Insurance Company | Scarsdale | NY | 08/2019 | Present |
| Park Avenue Securities | Scarsdale | NY | 08/2019 | Present |
1. Samuel Katz, CPA, CFP-Tax and/or accounting for individuals, businesses, partnerships & trusts, Start: 02/01/1993, Address: 111 Brook Street 3rd Floor; Scarsdale, NY 10583, 100 total business hours per month, 30 during securities trading hours, Not investment related, >10% annual compensation, 2. Insurance brokering-Independent contractor for carriers other than Guardian, Start: 05/09/2018, Address: 122 East 42nd Street NY, NY 10168, 10 bus hrs per month, Investment related, >10% annual compensation, 3. Trustee for brothers Life Insurance Trust, Start: 01/01/2024, Address: 111 Brook Street, Scarsdale NY 10583, 2 total business hours per month, 2 during securities trading hours, No annual compensation, Not investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-05-09 |
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