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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-06-07
NJ RA APPROVED 2022-01-21
MD RA APPROVED 2021-11-18
RI RA APPROVED 2021-09-19
NY RA APPROVED 2021-04-16
CA RA APPROVED 2020-09-03
VT RA APPROVED 2018-08-21
  • CT RA
    APPROVED
    Since 2022-06-07
  • NJ RA
    APPROVED
    Since 2022-01-21
  • MD RA
    APPROVED
    Since 2021-11-18
  • RI RA
    APPROVED
    Since 2021-09-19
  • NY RA
    APPROVED
    Since 2021-04-16
  • CA RA
    APPROVED
    Since 2020-09-03
  • VT RA
    APPROVED
    Since 2018-08-21

Branch Locations

111 Brook Street Floor 3, Scarsdale, NY 10583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 07/2013 03/2018
Penn Mutual Life Ins Co Horsham PA 07/2013 03/2018
Guardian Life Insurance Co Of America Melville NY 04/2018 07/2018
Park Avenue Securities, Llc Melville NY 05/2018 07/2018
Guardian Life Insurance Company New York NY 07/2018 08/2019
Park Avenue Securities New York NY 07/2018 08/2019
Guardian Life Insurance Company Scarsdale NY 08/2019 Present
Park Avenue Securities Scarsdale NY 08/2019 Present
  • 07/2013 → 03/2018
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 07/2013 → 03/2018
    Penn Mutual Life Ins Co
    Horsham, PA
  • 04/2018 → 07/2018
    Guardian Life Insurance Co Of America
    Melville, NY
  • 05/2018 → 07/2018
    Melville, NY
  • 07/2018 → 08/2019
    Guardian Life Insurance Company
    New York, NY
  • 07/2018 → 08/2019
    Park Avenue Securities
    New York, NY
  • 08/2019 → Present
    Guardian Life Insurance Company
    Scarsdale, NY
  • 08/2019 → Present
    Park Avenue Securities
    Scarsdale, NY
Previous Registrations
Other Businesses

1. Samuel Katz, CPA, CFP-Tax and/or accounting for individuals, businesses, partnerships & trusts, Start: 02/01/1993, Address: 111 Brook Street 3rd Floor; Scarsdale, NY 10583, 100 total business hours per month, 30 during securities trading hours, Not investment related, >10% annual compensation, 2. Insurance brokering-Independent contractor for carriers other than Guardian, Start: 05/09/2018, Address: 122 East 42nd Street NY, NY 10168, 10 bus hrs per month, Investment related, >10% annual compensation, 3. Trustee for brothers Life Insurance Trust, Start: 01/01/2024, Address: 111 Brook Street, Scarsdale NY 10583, 2 total business hours per month, 2 during securities trading hours, No annual compensation, Not investment related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-05-09
  • S63 Uniform Securities Agent State Law Examination
    1994-05-09
Designations
Other Names
  • Samuel Katz
  • Samuel Dov Katz

View on SEC IAPD

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