Inactive

Frank Joseph Esposito

Focus Partners Wealth, LLC

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Current Employers

Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2026-07-02

IN RA
APPROVED

Since 2026-07-02

Branch Locations

75 Executive Drive Suite B, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Windsor Wealth Management	Indianapolis	IN	12/2015	03/2022
Sanctuary Wealth	Indianapolis	IN	02/2022	12/2023
Evernest Financial Advisors	Carmel	IN	02/2022	07/2026
Focus Partners Wealth, Llc	St. Louis	MO	07/2026	Present

12/2015 → 03/2022

Windsor Wealth Management

Indianapolis, IN
02/2022 → 12/2023

Sanctuary Wealth

Indianapolis, IN
02/2022 → 07/2026

Evernest Financial Advisors

Carmel, IN
07/2026 → Present

Focus Partners Wealth, Llc

St. Louis, MO

Previous Registrations

2023-11-10 → 2026-08-19

Evernest Financial Advisors

Carmel, IN
2022-02-15 → 2023-12-11

Sanctuary Advisors, Llc

Indianapolis, IN

Miami, FL

Carmel, IN
2015-12-17 → 2022-03-15

Windsor Wealth Management, Inc.

Miami, FL
2015-08-17 → 2015-12-31

Washington & Scoville, Llc

Indianapolis, IN
2013-07-05 → 2015-08-25

Ubs Financial Services Inc.

Indianapolis, IN
2009-09-11 → 2012-05-15

J.P. Morgan Securities Llc

Indianapolis, IN
2009-02-04 → 2009-04-16

Watermark Wealth Management, Llc

Indianapolis, IN

Carmel, IN
2008-07-07 → 2008-11-12

Wallington Asset Management

Indianapolis, IN
2006-12-12 → 2008-05-28

Allspring Funds Management, Llc

Charlotte, NC
2005-09-08 → 2005-10-27

Allspring Global Investments, Llc

San Francisco, CA
2002-05-14 → 2004-12-31

Strong Capital Management Inc

Menomonee Falls, WI

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-06-13

S63 Uniform Securities Agent State Law Examination

1997-06-13

Designations

Other Names

Frank J Jr Esposito
Frank Joseph Esposito

View on SEC IAPD

Other Firms

VALIC FINANCIAL ADVISORS, INC.

OPPENHEIMER ASSET MANAGEMENT

ONEAMERICA SECURITIES, INC.

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

WILLIAMSON LEGACY GROUP, LLC

Other Investors

ADAM TREVOR BUNDAY

GARY MICHAEL BRIDWELL

DAKOTA A BUNDAY

CHRISTOPHER JOHN ROUTT

DAVID STEWART LANE WEIR

CATHERINE HARSTICK

BRYAN DAVID KLEMM

TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN

OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN

ONEAMERICA SECURITIES, INC. · CARMEL, IN

LPL FINANCIAL LLC · CARMEL, IN

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN

STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN

WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

More in Carmel, IN

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