Garret Matthew Ferrara

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 11/2025
  Ubs Financial Services Inc
  Hudson, OH
• 11/2025 → Present
  Janney Montgomery Scott Llc
  Hudson, OH

Previous Registrations

• 2009-01-16 → 2025-11-27
  Ubs Financial Services Inc.
  Hudson, OH
• 1999-05-17 → 2009-01-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Akron, OH
  Akron, OH

Other Businesses

Kent State University Foundation, Kent, OH. Trustee (06/2025) - Promote KSU and its philanthropic endeavors. Not investment related, not compensated, 1 hour/month.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-05-24
• S63 Uniform Securities Agent State Law Examination
  1994-04-21

Other Names

• Garret M Ferrara