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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-11-17 |
| TX | RA | APPROVED | 2025-11-17 |
Branch Locations
1742 Georgetown Road Suite H, Hudson, OH 44236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Hudson | OH | 01/2009 | 11/2025 |
| Janney Montgomery Scott Llc | Hudson | OH | 11/2025 | Present |
Kent State University Foundation, Kent, OH. Trustee (06/2025) - Promote KSU and its philanthropic endeavors. Not investment related, not compensated, 1 hour/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-21 |
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