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100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-01-16 |
Branch Locations
314-025 West Millbrook Road, Raleigh, NC 27609 • United States
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Raleigh | NC | 01/1994 | Present |
| Capital Investment Group, Inc. | Raleigh | NC | 01/1997 | Present |
1. PART OWNER IN BHK INVESTMENTS, LLC, ENGAGING IN PROPERTY OWNERSHIP AND RENTALS. SPEND <5 HRS/MO ON ACTIVITY, WITH <5 HRS/MO DURING TRADING HOURS. LOCATED AT OFFICE OF EMPLOYMENT ADDRESS. INVESTMENT RELATED ACTIVITY PER NASD. BEGUN IN 2001. 2. INSURANCE AGENT WITH KEETER FINANCIAL CORPORATION ENGAGING IN INSURANCE SERVICE AND SALES. SPEND 100 HRS/MONTH ON ACTIVITY. 70% OF TIME DURING TRADING HOURS SPENT ON THIS ACTIVITY. LOCATED AT OFFICE OF EMPLOYMENT ADDRESS. INVESTMENT RELATED ACTIVITY PER NASD DEFINITION. ACTIVITY BEGUN IN 1994.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-04 |
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