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Captrust CRD 175112
$1.24T regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2015-04-15 |
| TX | RA | APPROVED_RES | 2015-04-09 |
Branch Locations
4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 02/2003 | Present |
| Capfinancial Securities Llc | Raleigh | NC | 02/2003 | Present |
1) Name: Building Selections and Interiors, LLC Investment-Related: No. Address: private residence Nature: Spouse's part-time home design and decorating business. Position/Title: VP. Start: 01/01/2013. Hours/Month: 0. Hours during Market Hours: 0. Duties: none, ownership interest. 2) Name: Jump Mountain Investment-Related: No. Address: private residence Nature: Band Position/Title: Musician/Bassist Start: 1/01/2017 Hours/Month: 1 Hours during Market Hours: 0 Duties: musical performance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-07 |
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