Harpal S Sandhu

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → Present
  J.P. Morgan Securities Llc
  Diamond Bar, CA
• 07/2016 → 04/2017
  Hbs Properties, Llc.
  Eastvale, CA
• 11/2008 → Present
  Jpmorgan Chase Bank Na
  Diamond Bar, CA
• 05/2024 → 08/2025
  Robar Manor Llc
  Yorba Linda, CA

Previous Registrations

• 2009-09-24 → 2012-10-01
  Chase Investment Services Corp.
  Diamond Bar, CA
  Diamond Bar, CA
• 2006-02-23 → 2009-05-12
  Wamu Investments, Inc.
  Diamond Bar, CA
  Diamond Bar, CA
• 2008-10-30 → 2008-11-06
  Banc Of America Investment Services, Inc.
  Riverside, CA

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/14/2014 ADDRESS: 12835 CHINO, CA. DETAILS: CONDO. HOURS DEDICATED (per month unless otherwise indicated): 3 HOURS PER WEEK HOURS DURING TRADING: 0 INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 8/31/2017 ADDRESS: 4550 YORBA LINDA, CA. DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS PER MONTH HOURS DURING TRADING: 0 INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 4/17/2017 ADDRESS: 4522 Yorba Linda, CA DETAILS: Landlord to the property. HOURS DEDICATED (per month unless otherwise indicated): 8 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-03-11

Other Names

• Harpal Singh Sandhu