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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-09-25
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2015-09-25
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

1100 S. Diamond Bar Blvd, Diamond Bar, CA 91765 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Diamond Bar CA 11/2008 Present
Hbs Properties, Llc. Eastvale CA 07/2016 04/2017
Jpmorgan Chase Bank Na Diamond Bar CA 11/2008 Present
Robar Manor Llc Yorba Linda CA 05/2024 08/2025
  • 11/2008 → Present
    Diamond Bar, CA
  • 07/2016 → 04/2017
    Hbs Properties, Llc.
    Eastvale, CA
  • 11/2008 → Present
    Jpmorgan Chase Bank Na
    Diamond Bar, CA
  • 05/2024 → 08/2025
    Robar Manor Llc
    Yorba Linda, CA
Previous Registrations
  • 2009-09-24 → 2012-10-01
    Chase Investment Services Corp.
    Diamond Bar, CA
    Diamond Bar, CA
  • 2006-02-23 → 2009-05-12
    Wamu Investments, Inc.
    Diamond Bar, CA
    Diamond Bar, CA
  • 2008-10-30 → 2008-11-06
    Banc Of America Investment Services, Inc.
    Riverside, CA
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/14/2014 ADDRESS: 12835 CHINO, CA. DETAILS: CONDO. HOURS DEDICATED (per month unless otherwise indicated): 3 HOURS PER WEEK HOURS DURING TRADING: 0 INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 8/31/2017 ADDRESS: 4550 YORBA LINDA, CA. DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS PER MONTH HOURS DURING TRADING: 0 INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 4/17/2017 ADDRESS: 4522 Yorba Linda, CA DETAILS: Landlord to the property. HOURS DEDICATED (per month unless otherwise indicated): 8 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-03-11
  • S63 Uniform Securities Agent State Law Examination
    1994-03-11
Other Names
  • Harpal Singh Sandhu

View on SEC IAPD

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