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100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2013-01-02 |
Branch Locations
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
1542 B Union Road Ste 102, Gastonia, NC 28054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investment Group, Inc. | Kinston | NC | 04/1996 | Present |
1. INSURANCE AGENT WITH PARROTT INSURANCE & BENEFITS PROVIDING INSURANCE SALES AND SERVICE. SPEND >120 HOURS/MONTH ON ACTIVITY, WITH > 90% OF ALL TRADING HOURS SPENT ON ACTIVITY. LOCATED AT SAME ADDRESS AS OFFICE OF EMPLOYMENT. INVESTMENT RELATED. ACTIVITY BEGUN IN 1980S. 2. SHERWOOD ACRES PROPERTIES, PART OWNER. FAMILY FARM AND RENTAL PROPERTY THAT WAS INHERITED OVER 15 YEARS AGO. OVERSEE PROPERTY AND PAY BILLS. NOT INVESTMENT RELATED, <1 HR/WK, <1 HR DURING TRADING HRS. 3. FIRST PRESBYTERIAN CHURCH, GASTONIA, NC. COMMITTEE MEMBER FOR PRESBYTERIAN ENDOWMENT TRUST. 1621 E. GARRISON BLVD, GASTONIA, NC 28052. SERVE ON COMMITTEE THAT MAKES RECOMMENDATIONS TO CHURCH FINANCIAL COMMITTEE ON GRANTS. NOT COMPENSATED. NOT INVESTMENT RELATED. 0 HRS/WK, NONE DURING NORMAL TRADING HOURS. 4. GASTON SKILLS, INC. BOARD MEMBER. 1301 BESSEMER CITY ROAD, GASTONIA, NC 28052. STARTED 12/2025. ADVISORY BOARD MEMBER FOR NON PROFIT THAT PROVIDES JOBS FOR MENTALLY AND PHYSICALLY CHALLENGED CLIENTS. ACTIVITY NOT INVESTMENT RELATED. 1 HR/WK, 0 DURING NORMAL TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-17 |
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