Lyon Lenny Roth

Current Employers

Employment History

• 11/2008 → Present
  Ubs Financial Services Inc
  Aventura, FL

Previous Registrations

• 2005-04-13 → 2008-12-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Aventura, FL
  New York, NY
• 2002-10-29 → 2005-04-27
  Alliancebernstein L.P.
  New York, NY

Other Businesses

1) YAROTEK / 18090 COLLINS SUNNY ISLES,FLORIDA 33160 / PARTNERSHIP/ OTHER SOLAR / SOLAR PANELS / ADVISOR OR MEMBER OF AN ADVISORY COMMITTEE, IF THE ADVICE GIVEN WILL OR MAY INFLUENCE THE BOARD OR OTHER SENIOR MANAGEMENT OR SUPERVISORY BOARD OF THE ORGANIZATION IN QUESTION / PARTICIPATE IN PERIODIC STRATEGY DECISIONS / START DATE 03/03/2011. /// 2) 5050 Avenida Encinas Carlsbad, CA 92008 / Company/ Engineering (Aerospace, Machinery & Equipment, Precision Engineering, Watches & Jewellery) / Water solutions / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / I would assist help the company explore business development potential in Florida / Start Date 3/1/2017 / I expect to work a few hours every few weeks. /// 3) NAME OF OTHER BUSINESS: Watergen / INVESTMENT RELATED?: Yes / ADDRESS: 5445 Center Drive, Charlotte, NC / NATURE OF THE BUSINESS: Atmospheric Water Generation / POSITION: Advisor or advisory group member if advice given may influence an officer/board / DUTIES: I will help the team identify, schools, hospitals, emergency management platforms and other not-for-profits that could benefit from the products' ability to produce water from humidity./ START DATE: 10-03-2022 / HOURS DEVOTED TO BUSINESS: NA 4) IDE Americas/ Category - Company/ Principal Business Activity-Water solutions/ Role - Advisor or advisory group member if advice given may influence an officer/board/ Duty- I would assist help the company explore business develoment potential in Floirda./ Comp- Yes

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-09-28
• S66 Uniform Combined State Law Examination
  2002-10-28
• S63 Uniform Securities Agent State Law Examination
  1994-05-03