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Ken Park

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-03-08
CA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2010-03-08
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 10/2009 Present
Bank Of America,N.A. Pasadena CA 06/2011 Present
Previous Registrations
  • 2004-02-27 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
    La Canada-Flintridge, CA
    Pasadena, CA
    Pasadena, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
  • 2001-09-21 → 2004-03-11
    Citigroup Global Markets Inc.
    Beverly Hills, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-31
S63 Uniform Securities Agent State Law Examination 1994-04-15
  • S65 Uniform Investment Adviser Law Examination
    1998-12-31
  • S63 Uniform Securities Agent State Law Examination
    1994-04-15

View on SEC IAPD

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