Phillip Edward Battin

Current Employers

Employment History

• 11/2014 → 03/2021
  Minnesota Life Ins Co
  St Paul, MN
• 11/2014 → 03/2021
  Securian Financial Services, Inc
  St Paul, MN
• 01/2015 → 11/2017
  Gcg Financial, Inc.
  Deerfield, IL
• 11/2017 → 03/2021
  Renaissance Financial Corp.
  St. Louis, MO
• 03/2021 → 01/2024
  Woodbury Financial Services Inc
  Warrenville, IL
• 01/2024 → Present
  Osaic Wealth, Inc.
  Warrenville, IL

Previous Registrations

• 2021-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Warrenville, IL
  Warrenville, IL
• 2014-11-18 → 2021-03-03
  Securian Financial Services, Inc.
  Downers Grove, IL
  Deerfield, IL
  Naperville, IL
  St. Louis, MO
• 2014-10-24 → 2015-01-28
  Sequoia Wealth Management, Llc
  Barrington, IL
• 2001-05-29 → 2014-10-27
  Securian Financial Services, Inc.
  St Charles, IL
  Downers Grove, IL
  St Charles, IL
  Deerfield, IL

Other Businesses

1. LARRY GORDON AGENCY POSITION: Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2018 ADDRESS: 111 E Wacker Dr, Suite 310, Chicago IL 60601, United States DESCRIPTION: Fixed Insurance 2. NFL ALUMNI BOARD POSITION: Board Member NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 3000 Midatlantic Drive, Mount Laurel NJ 08054, United States DESCRIPTION: Meet once a month for a board meeting 3. PINNACLE FORUM POSITION: Treasurer NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 7950 E Acoma Dr, Ste 211, Scottsdale AZ 85260, United States DESCRIPTION: Treasurer for National Non for Profit 4. UNITED NATIONS CHRISTIANS EMBASSY IN NEW YORK POSITION: Board Member NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 144 E 44th St, Ste 520, New York NY 10017, United States DESCRIPTION: Sit on the board and meet with ambassadors and diplomats. 5. AMBASSADOR WEALTH MANAGEMENT POSITION: President & CEO NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2017 ADDRESS: 27575 Ferry Road, Suite 101, Warrenville IL 60555, United States DESCRIPTION: President/CEO of Ambassador Wealth Management Insurance and Fixed Products

Exams

• S66 Uniform Combined State Law Examination
  2001-04-05
• S63 Uniform Securities Agent State Law Examination
  1994-04-22

Other Names

• Phil Battin