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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-06-29
LA RA APPROVED 2015-09-30
  • TX RA
    APPROVED
    Since 2016-06-29
  • LA RA
    APPROVED
    Since 2015-09-30

Branch Locations

1540 W Causeway Approach, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Mandeville LA 09/2015 Present
Lawn Doctor Of Mandeville And Covington Mandeville LA 09/2016 11/2019
  • 09/2015 → Present
    Raymond James & Associates
    Mandeville, LA
  • 09/2016 → 11/2019
    Lawn Doctor Of Mandeville And Covington
    Mandeville, LA
Previous Registrations
Other Businesses

(1)Name of Business: Steffens Investments, LLC Address: 103 Chasse Place, Mandeville, LA, 70471, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/02/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of the LLC. The LLC exists solely for the creation of Lawn Doctor of Mandeville-Covington

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-02
S63 Uniform Securities Agent State Law Examination 1994-03-18
  • S66 Uniform Combined State Law Examination
    2004-09-02
  • S63 Uniform Securities Agent State Law Examination
    1994-03-18

View on SEC IAPD

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