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Richard Arthur Wulforst

Strategic Advisers LLC

Highland Park, IL

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • IL RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

1 Skokie Valley Road, Highland Park, IL 60035-4401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Schaumburg IL 02/2003 09/2019
Charles Schwab Bank Schaumburg IL 02/2005 09/2019
Fidelity Brokerage Services Llc Highland Park IL 09/2019 Present
Fidelity Investments Boston MA 03/2025 Present
  • 02/2003 → 09/2019
    Charles Schwab & Co., Inc.
    Schaumburg, IL
  • 02/2005 → 09/2019
    Charles Schwab Bank
    Schaumburg, IL
  • 09/2019 → Present
    Fidelity Brokerage Services Llc
    Highland Park, IL
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2019-10-14 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Highland Park, IL
  • 2003-04-11 → 2019-09-16
    Charles Schwab & Co., Inc.
    Denver, CO
    Denver, CO
    Englewood, CO
    Lone Tree, CO
    Schaumburg, IL
    Naperville, IL
    Chicago, IL
Other Businesses

OBA-65736|OrgNmn:Second City Canine Rescue|Org Addr:Palatine,Illinois,US|OBA Nature:Dog rescue organization|Invst Rel:N|Title:Board Member|Duties:Serve on the board. I do not have access to financial accounts|StrtDt:01-01-16|TotHrs/mon:4|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-09
S65 Uniform Investment Adviser Law Examination 1994-11-25
S63 Uniform Securities Agent State Law Examination 1994-04-07
  • S66 Uniform Combined State Law Examination
    2003-04-09
  • S65 Uniform Investment Adviser Law Examination
    1994-11-25
  • S63 Uniform Securities Agent State Law Examination
    1994-04-07
Other Names
  • Richard Arthur Wulforst
  • Richard Arthur Wulforst

View on SEC IAPD

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Other Investors

NOEL ADAM COOPER
ZACHARY HAROLD WALTERS
LOUIS BURTON KLIEGER
BLAKE S SCIERA
HOWARD ROBERT KLIEGER
WYATT REED DOWLING
BRADLEY CORDES
KAREN M FINERMAN

Other Offices

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC · HIGHLAND PARK, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Highland Park, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · HIGHLAND PARK, IL
CITIGROUP GLOBAL MARKETS INC. · HIGHLAND PARK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL

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