Connie Jean Gambatese

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Austin, TX
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Austin, TX

Previous Registrations

• 2000-12-13 → 2011-01-03
  Wells Fargo Investments, Llc
  Fort Worth, TX
  Benbrook, TX
  Duncanville, TX
  Santa Rosa, CA
  Rohnert Park, CA
  Rohnert Park, CA
  Fort Worth, TX
  Austin, TX
  Fort Worth, TX
  Kennedale, TX
  Arlington, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Kyle, TX
  Fort Worth, TX
  Rhome, TX
  Boyd, TX
  Benbrook, TX
  Santa Rosa, CA
  Sebastopol, CA
  Austin, TX
  Austin, TX
  Waxahachie, TX
  Grand Prairie, TX
  Fort Worth, TX
  Fort Worth, TX
  Arlington, TX
  Fort Worth, TX
  Arlington, TX
  Arlington, TX
  Lake Worth, TX
  Fort Worth, TX
  Fort Worth, TX
  Haltom City, TX
  Austin, TX
  Dallas, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-28
• S63 Uniform Securities Agent State Law Examination
  1994-03-15

Other Names

• Connie Jean Abney
• Connie Fisk
• Connie Jean Fisk