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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-10-24 |
| SC | RA | APPROVED | 2010-11-03 |
Branch Locations
1320 Main St Ste 240, Columbia, SC 29201-3266 • United States
Chapin, SC • United States
Chapin, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Columbia | SC | 10/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Columbia | SC | 03/2020 | Present |
Real Estate Ownership; Lot/Land; Sweet Prospect Church Rd, , Winnsboro, SC, 29180; Not Investment-Related; 03/10/2020. Other Business Activities; The Palmetto Shag Club; Social / dance Club; Palmetto Shag ClubP O Box 7232Columbia,SC 29202, ,; ; 01/06/2017; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-31 |
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