Nathan John Ostertag

Employer firm

Aegis Investment Management, LLC CRD 300985

$14.3M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 03/2017
  Tiaa
  St. Paul, MN
• 09/2014 → 03/2017
  Tiaa-Cref Individual & Institutional Services, Llc
  St. Paul, MN
• 03/2017 → 06/2018
  Ameriprise Financial Services Inc
  San Antonio, TX
• 08/2018 → Present
  Aegis Investment Management, Llc
  Wyoming, MN

Previous Registrations

• 2017-03-20 → 2018-06-25
  Ameriprise Financial Services, Llc
  San Antonio, TX
• 2014-09-23 → 2017-03-09
  Tiaa-Cref Individual & Institutional Services, Llc
  Bloomington, MN
• 2013-01-14 → 2014-08-26
  Morgan Stanley
  Bloomington, MN
• 2010-05-26 → 2012-09-10
  Td Ameritrade, Inc.
  St. Paul, MN
• 2010-04-27 → 2012-09-10
  Td Ameritrade Investment Management, Llc
  St. Paul, MN

Other Businesses

Nathan Ostertag is a licensed insurance agent.

Exams

• S66 Uniform Combined State Law Examination
  2010-04-26
• S65 Uniform Investment Adviser Law Examination
  1995-12-29
• S63 Uniform Securities Agent State Law Examination
  1995-11-28

Other Names

• John N Ostertag