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Nathan John Ostertag

Aegis Investment Management, LLC

Red Wing, MN

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Current Employers
Aegis Investment Management, Llc

406 Main Street Ste B, Red Wing, MN 55066 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-23
MN RA APPROVED 2019-10-01
  • TX RA
    APPROVED_RES
    Since 2019-10-23
  • MN RA
    APPROVED
    Since 2019-10-01

Branch Locations

406 Main Street Ste B, Red Wing, MN 55066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa St. Paul MN 09/2014 03/2017
Tiaa-Cref Individual & Institutional Services, Llc St. Paul MN 09/2014 03/2017
Ameriprise Financial Services Inc San Antonio TX 03/2017 06/2018
Aegis Investment Management, Llc Wyoming MN 08/2018 Present
Previous Registrations
Other Businesses

Nathan Ostertag is a licensed insurance agent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-26
S65 Uniform Investment Adviser Law Examination 1995-12-29
S63 Uniform Securities Agent State Law Examination 1995-11-28
  • S66 Uniform Combined State Law Examination
    2010-04-26
  • S65 Uniform Investment Adviser Law Examination
    1995-12-29
  • S63 Uniform Securities Agent State Law Examination
    1995-11-28
Other Names
  • John N Ostertag

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
EXCEL FINANCIAL, LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLS FARGO CLEARING SERVICES, LLC
LPL FINANCIAL LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

JASON RICHARD YOCKEY
Tracy Marie Sears
GREGORY CONRAD ROE
JAMES SCOTT LOQUAI
JAMES CRANDELL LONG
JOHN PATRICK MORAN
JOHN RAYMOND LOQUAI
BRENT LESLIE URBACH

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · RED WING, MN
THRIVENT INVESTMENT MANAGEMENT INC. · RED WING, MN
EXCEL FINANCIAL, LLC · RED WING, MN
EDWARD JONES · RED WING, MN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Red Wing, MN
WELLS FARGO CLEARING SERVICES, LLC · RED WING, MN
EDWARD JONES · RED WING, MN
EDWARD JONES · RED WING, MN

More in Red Wing, MN

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