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Jim Lance Calaway

Roberts, Glore & Co.

Deerfield, IL

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Current Employers
Roberts, Glore & Co.

707 Lake Cook Road Suite 210, Deerfield, IL 60015 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-04-01
DC RA APPROVED 2016-01-15
NE RA APPROVED 2016-01-05
VA RA APPROVED 2016-01-05
NH RA APPROVED 2007-09-13
WI RA APPROVED 2007-09-11
MA RA APPROVED 2007-05-15
NJ RA APPROVED 2007-05-11
ME RA APPROVED 2006-08-29
CA RA APPROVED 2006-08-25
WA RA APPROVED 2006-08-21
FL RA APPROVED 2000-04-11
IL RA APPROVED 1997-12-20
  • AZ RA
    APPROVED
    Since 2024-04-01
  • DC RA
    APPROVED
    Since 2016-01-15
  • NE RA
    APPROVED
    Since 2016-01-05
  • VA RA
    APPROVED
    Since 2016-01-05
  • NH RA
    APPROVED
    Since 2007-09-13
  • WI RA
    APPROVED
    Since 2007-09-11
  • MA RA
    APPROVED
    Since 2007-05-15
  • NJ RA
    APPROVED
    Since 2007-05-11
  • ME RA
    APPROVED
    Since 2006-08-29
  • CA RA
    APPROVED
    Since 2006-08-25
  • WA RA
    APPROVED
    Since 2006-08-21
  • FL RA
    APPROVED
    Since 2000-04-11
  • IL RA
    APPROVED
    Since 1997-12-20

Branch Locations

707 Lake Cook Road Suite 210, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roberts, Glore & Co. Chicago IL 10/1993 Present
La Salle St. Securities, Inc. Chicago IL 10/1993 09/2017
  • 10/1993 → Present
    Roberts, Glore & Co.
    Chicago, IL
  • 10/1993 → 09/2017
    La Salle St. Securities, Inc.
    Chicago, IL
Other Businesses

TRUSTEE FOR TRUST ACCOUNTS, INVESTMENT-RELATED; FIXED INSURANCE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-16
S63 Uniform Securities Agent State Law Examination 1994-11-07
  • S65 Uniform Investment Adviser Law Examination
    1995-10-16
  • S63 Uniform Securities Agent State Law Examination
    1994-11-07

View on SEC IAPD

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