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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-11-03
NY RA APPROVED 2021-06-09
  • PA RA
    APPROVED
    Since 2021-11-03
  • NY RA
    APPROVED
    Since 2021-06-09

Branch Locations

2490 Corning Road, Elmira, NY 14903 • United States

40 Colonial Drive, Towanda, PA 18848 • United States

195 Front Street, Owego, NY 13827 • United States

Little Meadows, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Wysox PA 04/2005 Present
M&T Bank Wysox PA 04/2005 Present
Lpl Financial Llc Town Of Horseheads NY 06/2021 Present
Lpl Financial Llc Town Of Horseheads NY 06/2021 Present
  • 04/2005 → Present
    M&T Securities
    Wysox, PA
  • 04/2005 → Present
    M&T Bank
    Wysox, PA
  • 06/2021 → Present
    Town Of Horseheads, NY
  • 06/2021 → Present
    Town Of Horseheads, NY
Previous Registrations
  • 2015-03-19 → 2021-06-09
    M&T Securities, Inc.
    Sayre, PA
    Cheektowaga, NY
    Towanda, PA
    Owego, NY
    Paramus, NJ
    Towanda, PA
    Fishkill, NY
    Fishkill, NY
    Town Of Horseheads, NY
    Painted Post, NY
    Syracuse, NY
    Corning, NY
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-18
S63 Uniform Securities Agent State Law Examination 2005-11-16
  • S66 Uniform Combined State Law Examination
    2015-03-18
  • S63 Uniform Securities Agent State Law Examination
    2005-11-16

View on SEC IAPD

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