Stephen B Kingsley

Employer firm

New York Life Investment Management LLC CRD 109591

$121B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 12/2016
  Blackrock Investments, Llc
  Plainsboro, NJ
• 01/2017 → 02/2018
  Locorr Distributors, Llc
  Excelsior, MN
• 03/2018 → 10/2020
  Franklin Templeton Distributors, Inc.
  San Mateo, CA
• 02/2021 → 05/2022
  Avantax Investment Services, Inc.
  Dallas, TX
• 10/2020 → 01/2021
  Unemployed
  San Mateo, CA
• 06/2022 → 09/2022
  S2K Financial Llc
  Orlando, FL
• 01/2023 → 01/2024
  Morgan Stanley
  Arbor, MI
• 10/2022 → 01/2023
  Unemployed
  Brighton, MI
• 01/2024 → Present
  New York Life Investments
  South Lyon, MI

Previous Registrations

• 2023-03-02 → 2024-01-19
  Morgan Stanley
  Ann Arbor, MI
• 2014-10-08 → 2017-01-05
  Blackrock Financial Management, Inc
  Brighton, MI
  New York, NY
  Princeton, NJ
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2022-10-25
• S63 Uniform Securities Agent State Law Examination
  1994-02-11

Other Names

• Steve Kingsley
• Stephen Bruce Kingsley