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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-21
NY RA APPROVED 2023-08-10
  • NJ RA
    APPROVED
    Since 2024-11-21
  • NY RA
    APPROVED
    Since 2023-08-10

Branch Locations

1430 Broadway 9Th Fl, New York, NY 10018 • United States

Marlboro, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St Paul MN 12/2013 08/2023
Securian Financial Services, Inc St Paul MN 12/2013 08/2023
Langdon Ford Financial, Inc Larchmont NY 12/2013 Present
Frank Alessio Enterprises, Inc Staten Island NY 04/2002 04/2025
Cetera Wealth Services, Llc New York NY 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 12/2013 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 12/2013 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 12/2013 → Present
    Langdon Ford Financial, Inc
    Larchmont, NY
  • 04/2002 → 04/2025
    Frank Alessio Enterprises, Inc
    Staten Island, NY
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    New York, NY
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-02-09 → 2023-08-10
    Securian Financial Services, Inc.
    New York, NY
    St. Paul, MN
Other Businesses

1) NAME OF OTHER BUSINESS: ALLIED WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2013; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-11
  • S63 Uniform Securities Agent State Law Examination
    1994-04-11
Designations

View on SEC IAPD

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