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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2000-01-10
  • IA RA
    APPROVED
    Since 2000-01-10

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Ankeny, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Cedar Rapids IA 07/1994 Present
Principal Mutual Life Insurance Co. Des Moines IA 06/1995 Present
Princor Financial Services Corporation Des Moines IA 07/1995 Present
  • 07/1994 → Present
    Unemployed
    Cedar Rapids, IA
  • 06/1995 → Present
    Principal Mutual Life Insurance Co.
    Des Moines, IA
  • 07/1995 → Present
    Princor Financial Services Corporation
    Des Moines, IA
Other Businesses

***JP&SONS, RENTAL PROPERTY, 3/9/11. ***Ankeny Christian Academy, Board Member, 09/13/16. ***Ankeny Christian Academy; Not Investment Related; ; Coach; Coaching XC, Basketball, Soccer; Start Date: 09/04/2019; 70 hrs per month; 0 during trading hours. ***Hawkeyes Paradise LLC; Not Investment Related; Atlantic, IA; Co-Owner; Co-owned with brother, for purchasing properties, VP/Treasurer; Start Date: 02/01/2021; 3 hrs per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-21
  • S63 Uniform Securities Agent State Law Examination
    1994-04-21
Other Names
  • Jon Goergen

View on SEC IAPD

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