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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2012-12-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Grand Rapids | MI | 12/2012 | Present |
Lufthansaflyer.com - Byron Center, MI - travel website - owner - administer web site activity - 20 hrs/mo (0 during trade hrs) - not investment related - will not interfere with duties at firm -------------------------------------------------------------------------------- DGCameraWorks - Byron Center, MI - photography - owner - 12 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-12 |
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