Best Investors Account Sign in
Inactive

Michael Frederick Lawless

Osaic Wealth, Inc.

Lavista, NE

Ravensdale, WA

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-09-29
  • WA RA
    APPROVED
    Since 2025-09-29

Branch Locations

12325 Port Grace Blvd, Lavista, NE 68128 • United States

Ravensdale, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lawless Financial Group Seattle WA 01/2019 Present
Commonwealth Financial Network Waltham MA 08/2008 12/2023
Lawless Wealth Management Seattle WA 12/1997 01/2019
Commonwealth Financial Network San Diego CA 12/2023 09/2025
Osaic Wealth, Inc. Auburn WA 09/2025 Present
Previous Registrations
  • 2008-08-08 → 2025-09-29
    Auburn, WA
    Seattle, WA
    San Diego, CA
    Auburn, WA
    Gold Canyon, AZ
  • 2006-10-30 → 2008-08-11
    Wamu Investments, Inc.
    Seattle, WA
    Seattle, WA
    Lake Forest Park, WA
Other Businesses

1. Fixed insurance sales under Lawless Financial Group; Approximately 1% Time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Sole owner, Lawless Financial Group, LLC a Private Entity established to facilitate Securities, advisory, and insurance Business; as of 01/23/2018; Approximately 100% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. LAWLESS FINANCIAL GROUP POSITION: Agent NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/22/2018 ADDRESS: 27520 46th Ave s, Auburn WA 98001, United States DESCRIPTION: Sales of Fixed Annuities or Life Insurance. 3. LAWLESS FINANCIAL GROUP LLC POSITION: Owner NATURE: Owner, of operating company which facilitates securities, advisory, and insurance business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 09/20/2018 ADDRESS: 27520 46th Ave s, Auburn WA 98001, United States DESCRIPTION: Owner of Lawless Financial Group LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-12
S63 Uniform Securities Agent State Law Examination 1998-02-28
  • S66 Uniform Combined State Law Examination
    2006-10-12
  • S63 Uniform Securities Agent State Law Examination
    1998-02-28
Other Names
  • Michael Frederick Lawless
  • Michael Lawless

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lavista, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor