Michael Frederick Lawless

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → Present
  Lawless Financial Group
  Seattle, WA
• 08/2008 → 12/2023
  Commonwealth Financial Network
  Waltham, MA
• 12/1997 → 01/2019
  Lawless Wealth Management
  Seattle, WA
• 12/2023 → 09/2025
  Commonwealth Financial Network
  San Diego, CA
• 09/2025 → Present
  Osaic Wealth, Inc.
  Auburn, WA

Previous Registrations

• 2008-08-08 → 2025-09-29
  Commonwealth Financial Network
  Auburn, WA
  Seattle, WA
  San Diego, CA
  Auburn, WA
  Gold Canyon, AZ
• 2006-10-30 → 2008-08-11
  Wamu Investments, Inc.
  Seattle, WA
  Seattle, WA
  Lake Forest Park, WA

Other Businesses

1. Fixed insurance sales under Lawless Financial Group; Approximately 1% Time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Sole owner, Lawless Financial Group, LLC a Private Entity established to facilitate Securities, advisory, and insurance Business; as of 01/23/2018; Approximately 100% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. LAWLESS FINANCIAL GROUP POSITION: Agent NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/22/2018 ADDRESS: 27520 46th Ave s, Auburn WA 98001, United States DESCRIPTION: Sales of Fixed Annuities or Life Insurance. 3. LAWLESS FINANCIAL GROUP LLC POSITION: Owner NATURE: Owner, of operating company which facilitates securities, advisory, and insurance business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 09/20/2018 ADDRESS: 27520 46th Ave s, Auburn WA 98001, United States DESCRIPTION: Owner of Lawless Financial Group LLC

Exams

• S66 Uniform Combined State Law Examination
  2006-10-12
• S63 Uniform Securities Agent State Law Examination
  1998-02-28

Other Names

• Michael Frederick Lawless
• Michael Lawless