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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-05-19
  • NJ RA
    APPROVED
    Since 2023-05-19

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

175 Fairfield Ave. Suite 5B., West Caldwell, NJ 07006 • United States

175 Fairfield Ave. Suite 5B, West Caldwell, NJ 07006 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Securities America Inc Lavista NE 10/2009 Present
Securities America Advisors Lavista NE 10/2009 Present
Lpl Financial Llc West Caldwell NJ 05/2023 Present
  • 10/2009 → Present
    Securities America Inc
    Lavista, NE
  • 10/2009 → Present
    Securities America Advisors
    Lavista, NE
  • 05/2023 → Present
    West Caldwell, NJ
Previous Registrations
  • 2009-10-08 → 2023-05-19
    Securities America Advisors, Inc.
    West Caldwell, NJ
    Fairfield, NJ
    Rutherford, NJ
  • 2007-03-08 → 2009-09-22
    Secaucus, NJ
    Hackensack, NJ
    Little Ferry, NJ
    Tenafly, NJ
    Englewood, NJ
    Englewood Cliffs, NJ
    Lyndhurst, NJ
  • 2006-10-04 → 2007-03-02
    Chase Investment Services Corp.
    Wallington, NJ
  • 2006-09-07 → 2006-10-04
    Bny Investment Center Inc.
    Wallington, NJ
    New York, NY
  • 2004-10-20 → 2006-09-07
    Banc Of America Investment Services, Inc.
    Glen Ridge, NJ
    Belleville, NJ
    Belleville, NJ
  • 2002-10-16 → 2004-10-20
    Quick & Reilly, Inc.
    Belleville, NJ
Other Businesses

1) 5/09/2023- Strategic Advisors Group- DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s) - 160hrs/mth 2) 5/09/203- Non-Variable Insurance- Agent selling Life, Health, Disability, Long Term Care, Fixed Annuities - Inv. Related - West Caldwell NJ- start date 5/2023- 15hrs/mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-12
S63 Uniform Securities Agent State Law Examination 1994-06-09
  • S65 Uniform Investment Adviser Law Examination
    2002-10-12
  • S63 Uniform Securities Agent State Law Examination
    1994-06-09
Other Names
  • Markellos N Marcou
  • Mark Marcou
  • Markellisy Marcou
  • Markellis Marcou
  • Markellos Marcou

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