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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-05-19 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
175 Fairfield Ave. Suite 5B., West Caldwell, NJ 07006 • United States
175 Fairfield Ave. Suite 5B, West Caldwell, NJ 07006 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Lavista | NE | 10/2009 | Present |
| Securities America Advisors | Lavista | NE | 10/2009 | Present |
| Lpl Financial Llc | West Caldwell | NJ | 05/2023 | Present |
1) 5/09/2023- Strategic Advisors Group- DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s) - 160hrs/mth 2) 5/09/203- Non-Variable Insurance- Agent selling Life, Health, Disability, Long Term Care, Fixed Annuities - Inv. Related - West Caldwell NJ- start date 5/2023- 15hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-09 |
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