Best Investors Account Sign in

Scott Archie Stone

LPl Financial LLC

Clive, IA

Clive, IA

Urbandale, IA

Des Moines, IA

Boone, IA

West Des Moines, IA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-07-19
  • IA RA
    APPROVED
    Since 2023-07-19

Branch Locations

1070 - 73Rd Street, Clive, IA 50324-1312 • United States

2199 Nw 159Th Street, Clive, IA 50325 • United States

8300 Douglas Avenue, Urbandale, IA 50322 • United States

4910 S.E. 14Th Street, Des Moines, IA 50320 • United States

715 - 8Th Street, Boone, IA 50036 • United States

West Des Moines, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of The West Ames IA 12/2011 Present
Bancwest Investment Services Ames IA 12/2011 Present
Lpl Financial Llc Clive IA 07/2023 Present
  • 12/2011 → Present
    Bank Of The West
    Ames, IA
  • 12/2011 → Present
    Bancwest Investment Services
    Ames, IA
  • 07/2023 → Present
    Lpl Financial Llc
    Clive, IA
Previous Registrations
  • 2012-04-14 → 2023-07-19
    Bancwest Investment Services, Inc.
    Carroll, IA
    Manning, IA
    Ames, IA
    Harlan, IA
    Ames, IA
    Clive, IA
    Des Moines, IA
    West Des Moines, IA
    Carroll, IA
    Johnston, IA
    Lamoni, IA
    West Des Moines, IA
    Boone, IA
    Ankeny, IA
    West Des Moines, IA
    Des Moines, IA
    Des Moines, IA
    Indianola, IA
    Urbandale, IA
    Clive, IA
    Clive, IA
    Omaha, NE
Other Businesses

1. 05/23/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-13
S63 Uniform Securities Agent State Law Examination 1994-02-07
  • S66 Uniform Combined State Law Examination
    2012-04-13
  • S63 Uniform Securities Agent State Law Examination
    1994-02-07
Designations
Other Names
  • Scott Archie Stone
  • Scott Stone
  • Scott A Stone

View on SEC IAPD

Other Firms

EDWARD JONES
PALADIN WEALTH PARTNERS
WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.
OSAIC WEALTH, INC.
PARK AVENUE SECURITIES LLC
PRINCIPAL SECURITIES, INC.
COMMONWEALTH FINANCIAL NETWORK

Other Investors

Derek Allan Justice
BRADLEY WILLIAM CLARK
ADAM CHARLES BORMANN
Tyler Kennedy Kromkowski
ALLISON MAE MARK
BRYCE MITCHELL WHITAKER
DANIEL CHARLES HERRON
NEVIN PATRICK CAVANAUGH

Other Offices

EDWARD JONES · CLIVE, IA
PALADIN WEALTH PARTNERS · CLIVE, IA
WELLS FARGO CLEARING SERVICES, LLC · CLIVE, IA
RAYMOND JAMES & ASSOCIATES, INC. · Clive, IA
OSAIC WEALTH, INC. · CLIVE, IA
PARK AVENUE SECURITIES LLC · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA

More in Clive, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor