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199 Figueroa St. Suite 101-A, Ventura, CA 93001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-17 |
Branch Locations
199 Figueroa St. Suite 101-A, Ventura, CA 93001 • United States
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-21 |
| TX | RA | APPROVED_RES | 2022-01-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Renaissance Group, Llc | Ventura | CA | 11/2006 | 12/2017 |
| Cetera Advisors Llc | Denver | CO | 05/2015 | 01/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2022 | Present |
| The Renaissance Group, Llc | Ventura | CA | 06/2022 | Present |
| The Renaissance Group, Llc | Ventura | CA | 01/1996 | Present |
1) THE RENIASSANCE GROUP / 199 Figueroa Street, 101A, Ventura CA 93001 / 10/17/1997 / INV REL / MANAGING MEMBER - FEE BASED FINANCIAL PLANNING / 20 HR/MO - 0 HR/MO TRADING 2) CHURCH / PO Box 128, Fillmore CA 93016 / 07/01/2015 / NIR / TREASURER / 07/01/2015 / 2 HR/MO - 0 HR/MO TRADING 3) INSURANCE / 199 Figueroa St, 101A, Ventura CA 93001 / 07/03/1993 / INV REL / INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES / 1 HR/MO - 0 HR/MO TRADING 4) CIRA / 1776 PLEASANT PLAIN RD, FAIRFIELD, IA 52556 / AS ADVISORY REP OF A RIA / INV REL / 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-03-21 |
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