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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-11-20
IL RA APPROVED 2010-01-04
  • FL RA
    APPROVED
    Since 2020-11-20
  • IL RA
    APPROVED
    Since 2010-01-04

Branch Locations

2800 S River Rd., Ste. 390, Des Plaines, IL 60018 • United States

2800 S River Rd Ste 390, Des Plaines, IL 60018 • United States

1261 Se 3Rd Court, Deerfield Beach, FL 33441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Employee Benefits Education & Planning S Chicago IL 06/1993 Present
Cambridge Investment Research, Inc Fairfield IA 01/2010 Present
Cambridge Invesment Research Advisors Fairfield IA 01/2010 Present
  • 06/1993 → Present
    Employee Benefits Education & Planning S
    Chicago, IL
  • 01/2010 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 01/2010 → Present
    Cambridge Invesment Research Advisors
    Fairfield, IA
Previous Registrations
  • 1998-02-01 → 2009-12-31
    Cetera Wealth Services, Llc
    Morton Grove, IL
    Des Plaines, IL
Other Businesses

1) DAN PIAZZA, 413 WILSON RD, ADDISON, IL, 01/2022, OWNER, RACEHORCE, NIR, 40 HR/MO, 0 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 01/2010, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 3) GUSTIN CONSULTING GROUP, 2800 S RIVER RD SUITE 390 DES PLAINES IL 60018, 01/1994, Principal, Insurance/Benefits/Human Resources, NIR, 12 HR/MO, 0 HR/MO TRADING. 4) WEALTHPLANNERS, LLC, 2800 S. River Rd. Suite 390, Des Plaines IL 60018, 01/2025, W2 Employee, DBA Name, INV REL, 160 HR/MO, 160 HR/MO TRADING. 5) BLACK GALLEON HORSE RACING LLC, Brighton IA 52540, 08/2023, Owner, Thoroughbred Horse Ownership and Racing, NIR, 10 HR/MO - 0 Trading 6) DAN PIAZZA, 1261 SE 3rd Ct., Deerfield Beach FL 33441, 04/2025, Owner, 1099 with Equibase Horse Racing Data, NIR, 5 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-24
S63 Uniform Securities Agent State Law Examination 1994-02-22
  • S65 Uniform Investment Adviser Law Examination
    1998-06-24
  • S63 Uniform Securities Agent State Law Examination
    1994-02-22
Other Names
  • Dan Piazza

View on SEC IAPD

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