Best Investors Account Sign in
Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2005-04-29
  • WI RA
    APPROVED
    Since 2005-04-29

Branch Locations

4321 N Ballard Rd, Appleton, WI 54919-0001 • United States

Kaukauna, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Appleton WI 04/2005 Present
Thrivent Financial For Lutherans Appleton WI 05/2005 01/2018
Thrivent Financial Appleton WI 01/2018 Present
  • 04/2005 → Present
    Appleton, WI
  • 05/2005 → 01/2018
    Thrivent Financial For Lutherans
    Appleton, WI
  • 01/2018 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-18
S63 Uniform Securities Agent State Law Examination 1994-01-28
  • S65 Uniform Investment Adviser Law Examination
    2002-04-18
  • S63 Uniform Securities Agent State Law Examination
    1994-01-28

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Appleton, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor