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Steven Gerard Gundrum

Equitable Advisors, LLC

Deerfield, IL

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2001-10-01
  • IL RA
    APPROVED
    Since 2001-10-01

Branch Locations

1751 Lake Cook Road 220, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

JEFF GUNDRUM, OFFICE MGR, PROCESS NEW BUSINESS & SERVICE WORK, START 01.2003, 180 HRS PER MO. CO-TRUSTEE FOR PARENTS FAMILY TRUST, START 09.2023.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-08
S63 Uniform Securities Agent State Law Examination 1994-02-11
  • S65 Uniform Investment Adviser Law Examination
    1999-07-08
  • S63 Uniform Securities Agent State Law Examination
    1994-02-11

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Deerfield, IL
CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL
ROBERTS, GLORE & CO. · DEERFIELD, IL
PICKWICK WEALTH MANAGEMENT · DEERFIELD, IL
OSAIC WEALTH, INC. · DEERFIELD, IL
WAVERLY ADVISORS, LLC · Deerfield, IL
LPL FINANCIAL LLC · Deerfield, IL
NADLER FINANCIAL GROUP, INC. · DEERFIELD, IL

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