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Joshua J Hendricks

Sofi Wealth LLC

Salt Lake City, UT

San Francisco, CA

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Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2018-11-09
  • UT RA
    APPROVED
    Since 2018-11-09

Branch Locations

2750 E Cottonwood Parkway Suite 300, Salt Lake City, UT 84121 • United States

234 1St Street, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Capital Management Llc Sandy UT 12/2014 08/2017
E*Trade Securities Llc Sandy UT 12/2014 08/2017
Unemployed Sandy UT 08/2017 11/2018
Social Finance, Inc. San Francisco CA 11/2018 Present
Sofi Securities Salt Lake City UT 11/2018 Present
Sofi Wealth Llc Salt Lake City UT 11/2018 Present
  • 12/2014 → 08/2017
    E*Trade Capital Management Llc
    Sandy, UT
  • 12/2014 → 08/2017
    E*Trade Securities Llc
    Sandy, UT
  • 08/2017 → 11/2018
    Unemployed
    Sandy, UT
  • 11/2018 → Present
    Social Finance, Inc.
    San Francisco, CA
  • 11/2018 → Present
    Sofi Securities
    Salt Lake City, UT
  • 11/2018 → Present
    Sofi Wealth Llc
    Salt Lake City, UT
Previous Registrations
  • 2015-02-26 → 2017-09-19
    Harrisdirect Llc
    Sandy, UT
    Arlington, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-25
S63 Uniform Securities Agent State Law Examination 2009-11-17
  • S66 Uniform Combined State Law Examination
    2015-02-25
  • S63 Uniform Securities Agent State Law Examination
    2009-11-17

View on SEC IAPD

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Other Offices

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UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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