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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-10-16 |
Branch Locations
1010 S Federal Highway Suite 2002, Hallandale Beach, FL 33009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Boca Raton | FL | 01/2014 | 10/2017 |
| Raymond James And Associates | Hallandale Beach | FL | 10/2017 | Present |
(1)Name of Business: David Katz Sole Proprietor Address: 19707 Turnberry Way TS3, Aventura, FL, 33180, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 10/13/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Writer, Editor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-18 |
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