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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-06-29 |
| TX | RA | APPROVED | 2012-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 06/2012 | Present |
| Bank Of America, N.A. | San Diego | CA | 07/2012 | Present |
I*,2086277 Entity Type Fiduciary, Name of OBA: LM Address: Merritt Island, Florida, 32953 Investment Related: Yes Position, Title, Association: Successor Trustee Employee Start Date: 01-Jan-2029 No Hours: 21 yearly No Hours during trading: 1 yearly Duties:
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-11-18 |
| S65 | Uniform Investment Adviser Law Examination | 2005-11-17 |
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