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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-05-18 |
Branch Locations
1 Squibb Drive Bldg 111-1-111A, New Brunswick, NJ 08903-1588 • United States
389 Route 9 North, Freehold, NJ 07728 • United States
124 S Ridgedale, East Hanover, NJ 07936 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Mutual Insurance Society | Waverly | IA | 11/2010 | 05/2022 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 11/2010 | 05/2022 |
| Lpl Financial Llc | East Hanover | NJ | 05/2022 | Present |
1) 05/18/2022 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Financial Investment & Retirement Center-Investment- Investment Related - At Reported Business Location(s) 2)10/17/2022 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Ridgedale Wealth Team - Investment Related - At Reported Business Location(s) - Start Date - 10/20/2022 - 160 Hours Per Month/160 Hours During Trading 3) 06/18/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name B-M S Wealth Team - Investment Related - At Reported Business Location(s) - Start Date 07/01/2026 - 20 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-24 |
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