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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-05-18
  • NJ RA
    APPROVED
    Since 2022-05-18

Branch Locations

1 Squibb Drive Bldg 111-1-111A, New Brunswick, NJ 08903-1588 • United States

389 Route 9 North, Freehold, NJ 07728 • United States

124 S Ridgedale, East Hanover, NJ 07936 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Mutual Insurance Society Waverly IA 11/2010 05/2022
Cuna Brokerage Services, Inc. Waverly IA 11/2010 05/2022
Lpl Financial Llc East Hanover NJ 05/2022 Present
  • 11/2010 → 05/2022
    Cuna Mutual Insurance Society
    Waverly, IA
  • 11/2010 → 05/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → Present
    East Hanover, NJ
Previous Registrations
  • 2010-12-02 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Freehold, NJ
    Randolph, NJ
    Waverly, IA
    East Hanover, NJ
    Niskayuna, NY
  • 2007-08-10 → 2010-06-04
    Mcminnville, OR
    Aloha, OR
    Hillsboro, OR
    Hillsboro, OR
    Aloha, OR
    Hillsboro, OR
    Hillsboro, OR
    Sheridan, OR
    Dayton, OR
    Newberg, OR
    Mcminnville, OR
    Keizer, OR
    Salem, OR
    Salem, OR
Other Businesses

1) 05/18/2022 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Financial Investment & Retirement Center-Investment- Investment Related - At Reported Business Location(s) 2)10/17/2022 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Ridgedale Wealth Team - Investment Related - At Reported Business Location(s) - Start Date - 10/20/2022 - 160 Hours Per Month/160 Hours During Trading 3) 06/18/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name B-M S Wealth Team - Investment Related - At Reported Business Location(s) - Start Date 07/01/2026 - 20 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-24
  • S66 Uniform Combined State Law Examination
    2006-04-24
Other Names
  • Mary Anne Garland

View on SEC IAPD

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