Mary Anne Laferriere

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 05/2022
  Cuna Mutual Insurance Society
  Waverly, IA
• 11/2010 → 05/2022
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 05/2022 → Present
  Lpl Financial Llc
  East Hanover, NJ

Previous Registrations

• 2010-12-02 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Freehold, NJ
  Randolph, NJ
  Waverly, IA
  East Hanover, NJ
  Niskayuna, NY
• 2007-08-10 → 2010-06-04
  U.S. Bancorp Investments, Inc.
  Mcminnville, OR
  Aloha, OR
  Hillsboro, OR
  Hillsboro, OR
  Aloha, OR
  Hillsboro, OR
  Hillsboro, OR
  Sheridan, OR
  Dayton, OR
  Newberg, OR
  Mcminnville, OR
  Keizer, OR
  Salem, OR
  Salem, OR

Other Businesses

1) 05/18/2022 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Financial Investment & Retirement Center-Investment- Investment Related - At Reported Business Location(s) 2)10/17/2022 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Ridgedale Wealth Team - Investment Related - At Reported Business Location(s) - Start Date - 10/20/2022 - 160 Hours Per Month/160 Hours During Trading 3) 06/18/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name B-M S Wealth Team - Investment Related - At Reported Business Location(s) - Start Date 07/01/2026 - 20 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2006-04-24

Other Names

• Mary Anne Garland