Douglas James Schorpp

Employer firm

Schorpp Capital Management CRD 131893

$69.9M regulatory AUM 182 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → Present
  Capital Trading Partners,Llc
  New York, NY
• 06/2004 → Present
  Schorpp Capital Management
  North Brunswick, NJ

Other Businesses

CAPITAL TRADING PARTNERS, LLC-TRADER, I TRADE AS A PROPRIETARY TRADER, IT IS INVESTMENT RELATED. I WILL NOW TRADE OUT OF THE OFFICE LOCATED IN RARITAN CENTER, EDISON, NJ. I AM A TRADER IN THE OTHER BUSINESS, I BEGAN TRADING WITH ASSENT LLC IN JULY OF 2002. I DEVOTE ABOUT FORTY HOURS A MONTH TO THE OTHER BUSINESS. I WILL DEVOTE ABOUT FORTY HOURS PER MONTH TO THE OTHER BUSINESS DURING MARKET HOURS. I AM STRICTLY A TRADER IN THE OTHER BUSINESS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-03-15
• S63 Uniform Securities Agent State Law Examination
  2001-08-27