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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-29
  • NJ RA
    APPROVED
    Since 2023-06-29

Branch Locations

622 Georges Road Suite 304, North Brunswick, NJ 08902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Creative Newsletters Llc Franklin Park NJ 12/2007 10/2016
Franklin Township Chamber Of Commerce Somerset NJ 11/2009 11/2016
Liberty Tax Service Somerset NJ 01/2012 12/2016
Voya Financial Advisors North Brunswick NJ 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 12/2007 → 10/2016
    Creative Newsletters Llc
    Franklin Park, NJ
  • 11/2009 → 11/2016
    Franklin Township Chamber Of Commerce
    Somerset, NJ
  • 01/2012 → 12/2016
    Liberty Tax Service
    Somerset, NJ
  • 09/2014 → 06/2021
    Voya Financial Advisors
    North Brunswick, NJ
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2010-10-13 → 2021-06-09
    Charlotte, NC
    North Brunswick, NJ
    Freehold, NJ
  • 2002-07-23 → 2009-01-05
    New England Securities
    Neptune, NJ
    Wall Township, NJ
Other Businesses

1. NAME OF ENTITY: St Shorbel Church; No; 7 REEVE STREET; SOMERSET; NJ; 08873; Church volunteer work; Council Member of Church; 9/1/2006; 2; 2; attend church meetings, discuss church business and budget; 2. NAME OF ENTITY: CFS TAX PREPARATION; No; 623 GEORGES RD; NORTH BRUNSWICK; NJ; 8902; TAX PREPEARATION; TAX PREPARER/OWNER; 1/1/2015; 15; 5; PREPARE TAXES; 3. NAME OF ENTITY: Comprehensive Financial Strategies LLC; Yes; 850 RODGEWOOD AVE; NORTH BRUNSWICK; NJ; 8902; financial services; owner; 4/29/2009; 160; 160; sales and service of insurance and securities products; 4. NAME OF ENTITY: CFS BUSINESS SERVICE; No; 623 GEORGES RD; NORTH BRUNSWICK; NJ; 8902; BOOKKEEPING/BUSINESS REPORTING; OWNER; 5/1/2017; 30; 0; ACQUIRING CLIENTS/SUPERVISING ACCOUNTANTING STAFF/BOOKKEEPING AND BUSINESS REPORTS; 5. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 623 GEORGES RD; NORTH BRUNSWICK; NJ; 8902; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 12/1/2008; 160; 160; SALES OF FIXED INSURANCE PRODUCTS; 6. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 7/2015; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-05-29
  • S63 Uniform Securities Agent State Law Examination
    2002-05-29

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