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Kurt A Johnson

Ubs Financial Services Inc.

New York, NY

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-14
  • NY RA
    APPROVED
    Since 2025-03-14

Branch Locations

11 Madison Avenue, New York, NY 10010 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Llc Boston MA 02/2008 09/2024
Morgan Stanley Boston MA 05/2019 09/2024
Morgan Stanley Private Bank, N.A New York NY 08/2020 09/2024
Ubs Financial Services Inc. New York NY 02/2025 Present
Retired New York NY 09/2024 02/2025
  • 02/2008 → 09/2024
    Morgan Stanley & Co., Llc
    Boston, MA
  • 05/2019 → 09/2024
    Morgan Stanley
    Boston, MA
  • 08/2020 → 09/2024
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 02/2025 → Present
    Ubs Financial Services Inc.
    New York, NY
  • 09/2024 → 02/2025
    Retired
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-15
S63 Uniform Securities Agent State Law Examination 1995-11-01
  • S65 Uniform Investment Adviser Law Examination
    2019-10-15
  • S63 Uniform Securities Agent State Law Examination
    1995-11-01
Other Names
  • Kurt Andrew Johnson
  • Kurt Johnson
  • Kurt A Johnson

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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