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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-01-14 |
| NJ | RA | APPROVED | 2022-01-13 |
| NY | RA | APPROVED | 2022-01-13 |
| TX | RA | APPROVED_RES | 2022-01-13 |
Branch Locations
83 Wooster Hts Ste 401 Lee Farm Corporate Park, Danbury, CT 06810 • United States
Carmel, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Turbodog/ Calamity Jane | Carmel | NY | 06/1996 | 10/2018 |
| J.P. Morgan Securities Llc | Monroe | NY | 11/2013 | 01/2022 |
| Turbodog/ Von Klaus | Carmel | NY | 10/2018 | Present |
| Wells Fargo Clearing Services, Llc ( | Danbury | CT | 01/2022 | Present |
TURBODOG / VON KLAUS; NOT INV. RELATED; CARMEL,NY; START DATE 01/24/2022; NUMBER OF HOURS PER MONTH 16; NUMBER OF HOURS DURING TRADING 0; PLAYING GUITAR FOR A BAND.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-31 |
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