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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-22 |
| TX | RA | APPROVED | 2025-04-21 |
Branch Locations
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unionbanc Investment Services | Los Angeles | CA | 10/2013 | 09/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Hills | CA | 09/2018 | 04/2025 |
| Bank Of America, N.A. | Rolling Hills | CA | 12/2018 | 04/2025 |
| Wells Fargo Clearing Services, Llc | El Segundo | CA | 04/2025 | Present |
Lionsgate Television: This OBA is NOT investment related, Santa Monica, CA, Receiving passive income from acting jobs performed in the past, former actor, start date 01/28/2017, 0 hours devoted to this OBA (I only receive residual checks in the mail). Showtime Networks Inc: This OBA is NOT investment related, Los Angeles, CA, Receiving passive income from acting jobs performed in the past, former actor, start date: 11/21/2015, 0 hours devoted to this OBA (I only receive residual checks in the mail). 20th Century Fox Television: This OBA is NOT investment related, Los Angeles, CA, Receiving passive income from acting jobs performed in the past, former actor, start date: 11/14/2008, 0 hours devoted to this OBA (I only receive residual checks in the mail). Warner Brothers Television: This OBA is NOT investment related, Burbank, CA, Receiving passive income from acting jobs performed in the past, former actor, start date: 11/24/2015, 0 hours devoted to this OBA (I only receive residual checks in the mail). STARZ Network/Lionsgate: This OBA is NOT investment related, Santa Monica, CA, Receiving passive income from acting jobs performed in the past, former actor, start date: 09/30/2017, 0 hours devoted to this OBA (I only receive residual checks in the mail).. I*465193, Entity Type: Entity For Profit, Name of OBA: Showtime Networks Inc., Address: Los Angeles, California 90024, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 11/21/2015, No Hours: 0, No Hours during trading: 0, Duties: Passive residual income from acting jobs performed in the past. LIONSGATE TELEVISION, SHOWTIME NETWORKS INC, 20TH CENTURY FOX TELEVISION, AND STARZ NETWORK / LIONSG; NOT INV RELATED; SANTA MONICA,CA; TELEVISION PRODUCTION COMPANIES;ACTOR; START DATE: 04/18/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;Passive residual income from acting jobs performed in the past.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-20 |
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