Joseph Anthony Vitale

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 01/2025
  J.P. Morgan Securities Llc
  Mt. Prospect, IL
• 01/2025 → Present
  Lpl Financial Llc
  Naples, FL

Previous Registrations

• 2017-06-30 → 2025-01-28
  Wintrust Investments Llc
  Chicago, IL
  Arlington Heights, IL
  Park Ridge, IL
  Naples, FL
  Boca Raton, FL
  Boca Raton, FL
• 2012-10-01 → 2017-07-12
  J.P. Morgan Securities Llc
  Prospect Heights, IL
• 2006-06-07 → 2012-10-01
  Chase Investment Services Corp.
  Bloomingdale, IL
  Bloomingdale, IL
  Mt. Prospect, IL
• 2006-05-17 → 2006-06-16
  Ameriprise Financial Services, Llc
  Chicago, IL

Other Businesses

1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/30/2017- 160 Hours Per Month- 160 Hours During Trading 2. 01/2025- Wintrust Investment and Insurance Agency- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 06/30/2017- 160 Hours Per Month- 160 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2006-05-16
• S63 Uniform Securities Agent State Law Examination
  1994-02-08