Richard Dennis Weeks

Current Employers

Employment History

• 07/2016 → 11/2018
  Independent Financial Group
  Lodi, CA
• 11/2018 → 04/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 04/2021 → 01/2024
  Woodbury Financial Services Inc
  Woodbridge, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Woodbridge, CA

Previous Registrations

• 2022-05-13 → 2024-01-19
  Woodbury Financial Services, Inc.
  Woodbridge, CA
  Woodbridge, CA
  Torrance, CA

Other Businesses

1) DELTA FINANCIAL & INSURANCE SERVICES, IN. POSITION: Registered Representative NATURE: LIfe and Health Insurance sales and unclaimed property claim service. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/1998 ADDRESS: 220 S Church St, Ste A Lodi, CA 95240, United States DESCRIPTION: I sell life and health polices to the public. I am help people with claiming their unclaimed properties held by the State of California for a finder's fee. 2) DELTA FINANCIAL & INSURANCE SERVICES, IN. POSITION: Registered Representative NATURE: LIfe, annuity, and Health Insurance sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/1998 ADDRESS: 220 S Church St, Ste A, Lodi CA 95240, United States DESCRIPTION: I sell life and health polices to the public.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-04-30
• S63 Uniform Securities Agent State Law Examination
  1994-04-25

Other Names

• Rick Weeks