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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2012-06-26
  • NH RA
    APPROVED
    Since 2012-06-26

Branch Locations

116 S River Rd Bldg E, Bedford, NH 03110 • United States

Hooksett, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bedford NH 01/2012 03/2020
Ameriprise Financial Services, Llc Bedford NH 03/2020 Present
Other Businesses

Business Ownership; Made By Marissa; ; My wife is hoping to establish a graphic design business. I will likely be the owner and manager and she will be the main designer.; 11 Orchard Dr, Hooksett, NH 03106 (home address), ,; Not Investment-Related; 10/31/2015; 10 to 19 hours per month; 1 to 9 during trading hours. Board of Directors; Granite YMCA; Investment Committee Member; 670 N Commercial Street, , Manchester, NH, 3101; Investment-Related; 05/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours / NH Jumpstart coalition; VP; 51 Jefferson Drive, , Hillsborough, NH, 3244; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours / BNI Elite; Vice President; 51 Stiles Road, STE C201, , Salem, NH, 3079; Investment-Related; 06/20/2019; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-23
  • S66 Uniform Combined State Law Examination
    2012-06-23
Other Names
  • Tom Lavery
  • O. Tom Lavery

View on SEC IAPD

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