Todd Farrell Lambert

Current Employers

Employment History

• 02/2014 → 09/2019
  Summit Brokerage Services
  Lafayette, LA
• 05/2014 → Present
  Summit Financial Wealth Advisors, Llc
  Lafayette, LA
• 09/2019 → 02/2024
  Cetera Advisor Networks Llc
  Lafayette, LA
• 10/2020 → Present
  Dtm Investment Properties, Llc
  Lafayette, LA
• 02/2024 → Present
  Purshe Kaplan Sterling Investements
  Albany, NY

Previous Registrations

• 2006-02-21 → 2014-03-07
  Wells Fargo Advisors Financial Network, Llc
  Lafayette, LA
  Lafayette, LA

Other Businesses

1) Summit Financial Wealth Advisors. Investment Related. At Registered Location. RIA. Financial Advisor/ Partner. Start Date: 01/2024. 160 hrs/ month; 150 during trading hours. Provide advice to clients. 2) Fixed Insurance. Investment Related. At Registered Location. Fixed/ Traditional Insurance. Agent. Start Date: 01/2024. 5 hrs/ month; all during trading hours. Provide insurance advice based on the needs of client(s). 3) DTM Investment Properties, LLC. Not Investment Related. 400 Monteigne Drive, Lafayette, LA 70506. Real Estate Rental / Commercial / Property. Partner. Start Date: 10/01/2020. 5 hrs/ month; none during trading hours. Partner of owned rental properties 4) D.T.M. Management LLC. Not Investment Related. 1021 E. St. Mary Blvd., Lafayette, LA 70503. Operating LLC / Support Company. 33.3% Owner. Start Date: 09/09/2013. 5 hrs/ month; all during trading hours. DTM is the flow through ownership entity of SFWA. 5) Southern Asset Managers, LLC. Investment Related. 1021 E. St. Mary Blvd., Lafayette, LA 70503. Business Manager/ Management Services. Partner. Start Date: 10/01/2015. 5 hrs/ month; all during trading hours. Asset management company of Summit Financial Wealth Advisors 6) Second Harvest Food Bank of Greater New Orleans and Acadiana. Not Investment Related. 700 Edwards Ave, New Orleans, LA 70123. Non-Profit Organization. Board Member. Start Date: 01/23/2018. 5-10 hrs/ month; 1-2 hrs/ month during trading hours. Attend regularly quarterly board meetings and help build awareness for the organization in the communities they service

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-08-10
• S63 Uniform Securities Agent State Law Examination
  1994-02-11