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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-30
MN RA APPROVED 2013-12-06
  • TX RA
    APPROVED_RES
    Since 2024-01-30
  • MN RA
    APPROVED
    Since 2013-12-06

Branch Locations

120 N. Cedar St., Owatonna, MN 55060 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Owatonna MN 09/2005 03/2020
Ameriprise Financial Services, Llc Owatonna MN 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 120 North Cedar Ave, , Owatonna, MN, 55060; Not Investment-Related; 03/01/1999. Business Ownership; Velzke Enterprise Inc; owner; Personal Service Corporation (Sub-S) to manage office expenses and payrol.; 120 North Cedar Ave, , Owatonna, MN, 55060; Not Investment-Related; 07/26/1999; 40 to 59 hours per month; 20 to 39 during trading hours. Board of Directors; Owatonna Foundation; Board Trustee; 108 West Park SquareOwatonna, MN 55060, ,; Not Investment-Related; 08/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Velzke Enterprises Inc / Personal Services Corp; Owner / Manager - office expenses and staff management; Other; Business Operations - Employee of my Personal Services Corporation receiving comensation for managment of the day to day business and payables.; 120 North Cedar st, , Owatonna, MN, 55060; Not Investment-Related; 07/26/1996; 40 to 59 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-01-27
  • S63 Uniform Securities Agent State Law Examination
    1994-01-27
Designations

View on SEC IAPD

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