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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-22
AZ RA APPROVED 2005-04-28
  • TX RA
    APPROVED_RES
    Since 2020-07-22
  • AZ RA
    APPROVED
    Since 2005-04-28

Branch Locations

2941 N Power Rd Suite 105, Mesa, AZ 85215 • United States

Mesa, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Thrivent Investment Management Inc Mesa AZ 07/2002 Present
Other Businesses

CJK RED MOUNTAIN GROUP, LLC'. 2941 N. POWER RD. #105, MESA, AZ 85215 EST 1-02-2009, 10 HRS/WK, 5 HRS DURING TRADE SEC. THE PURPOSE OF THE BUSINESS IS FOR RENTAL PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-07
S63 Uniform Securities Agent State Law Examination 1994-01-24
  • S66 Uniform Combined State Law Examination
    2005-02-07
  • S63 Uniform Securities Agent State Law Examination
    1994-01-24

View on SEC IAPD

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