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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-28
PA RA APPROVED 2011-10-10
  • TX RA
    APPROVED
    Since 2020-10-28
  • PA RA
    APPROVED
    Since 2011-10-10

Branch Locations

550 Pinetown Road Suite 314, Fort Washington, PA 19034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Fort Washington PA 12/2002 Present
Raymond James Financial Services Advisors, Inc. Fort Washington PA 01/2009 Present
Gute Financial Services, Inc. Fort Washington PA 07/2009 Present
  • 12/2002 → Present
    Raymond James Financial Services, Inc.
    Fort Washington, PA
  • 01/2009 → Present
    Fort Washington, PA
  • 07/2009 → Present
    Gute Financial Services, Inc.
    Fort Washington, PA
Previous Registrations
  • 2004-05-26 → 2007-08-03
    Gute Financial, Llc
    Spring House, PA
Other Businesses

(1)Name of Business: Gute Financial Services, Inc. Address: 550 Pinetown Rd Ste 314, Fort Washington, PA, 19034, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/08/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: S corp. I run business/payroll expenses through, independent firm name on RJFS letterhead/business cards etc. (2)Name of Business: Pete Gutekunst, author Address: 550 Pinetown Rd Ste 314, Fort Washington, PA, 19034, United States Activity Type: Other Position/Title: Author Investment Related: Yes Start Date: 03/05/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Using 90 minute book, I have a book in process and having gone through the experience with them, believe I have a few other books in me. These are books I will write that I believe will be relevant to my clients and prospects from a planning perspective.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-17
S63 Uniform Securities Agent State Law Examination 1994-01-13
  • S65 Uniform Investment Adviser Law Examination
    2001-10-17
  • S63 Uniform Securities Agent State Law Examination
    1994-01-13
Designations

View on SEC IAPD

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